Oscar Wilde was a Better Marxist than the Bolsheviks, Part 3

“‘Know thyself’ was written over the portal of the antique world.  Over the portal of the new world, ‘Be thyself’ shall be written.”

Oscar Wilde, “The Soul of Man Under Socialism”

I have already made the argument that Karl Marx and Oscar Wilde share a particularly libertarian vision of socialism. I have also already speculated what Wilde’s socialism would have to look like. In this final part, I want to explore the view of individualism under socialism that makes it libertarian, particularly in the words of Wilde and Marx. Let’s begin with the question Wilde asks:

But it may be asked how individualism, which is now more or less dependent on the existence of private property for its development, will benefit by the abolition of such private property?

He answers:

Under [socialism], individualism will be far freer, far finer, and far more intensified than it is now… For the recognition of private property has really harmed Individualism, and obscured it, by confusing a man with what he possesses.

Wilde’s answer reveals an existentialist’s view of socialism. For Wilde, individualism is self-making, rather than self-acceptance as is the individualism of Ayn Rand. That left-wing libertarianism is existentialist comes as no shock to anyone familiar with the neo-Marxist work of the nineteen sixties and their near obsession with young Marx. It is young Marx, the humanist, who celebrates the individual to come under socialism. The individual under capitalism is reduced to the base animal functions since the wages of a worker are reduced to subsistence, only these animal functions may be expressed. The norm then for the worker is to be a brute, an animal, for those are the only pleasures allowed for them. Marx writes,

[M]an (the worker) feels himself to be freely active only in his animal functions–eating, drinking, and procreating, or at most also in his dwelling and in personal adornment–while in his human functions, he is reduced to an animal. (99)

Individuality is not a given, it must be cultivated and requires resources to develop it. The goal of socialism, as we saw in part one, is to provide the resources that will satisfy the animal requirements and allow for the human individuality to emerge. The argument presented against this is that a fully realized individual, e.g. a Lord Byron, must have wealth to be fully realized and there is not enough wealth for everyone to be fully realized. Some people will have to content themselves with pushing the dirt around. Wilde argues against this that socialism is not interested in taking away opportunity as it is in extending it to everybody.


The question then becomes how? Right-wing advocates of capitalism argue that this is simply wishful thinking. It cannot be done. Not everyone can be a poet and philosopher. However, this argument is made on a particular set of unfortunate assumptions about the nature of humankind that amount to an anti-existentialism. The most important of these for our purposes surrounds the confusion between being and having, that is confusing self-realization for the possession of private property. Wilde writes,

[Under capitalism, humankind thinks] that the important thing was to have, and did not know that the important thing is to be. The true perfection of man lies, not in what man has, but in what man is. Private property has crushed true Individualism, and set up an Individualism that is false.

This division between possession and essence is best described by the existentialists a half-century later. Using them to understand Wilde, we can conclude that individualism is living an authentic life, where possessions are merely possessions, things to be used in the pursuit of your life’s goals, not necessities that are merely useful. One must have a personality in order to decide what is useful, it cannot be defined for you by an outside agency, capitalist, socialist, or anything else. Individuality is authenticity and socialism is the necessary condition for it.

[Jesus] said to man, ‘You have a wonderful personality. Develop it. Be yourself. Don’t imagine that your perfection lies in accumulating or possessing external things. Your affection is inside of you. If only you could realise that, you would not want to be rich. Ordinary riches can be stolen from a man. Real riches cannot… And so, try to so shape your life that external things will not harm you. And try also to get rid of personal property. It involves sordid preoccupation, endless industry, continual wrong. Personal property hinders Individualism at every step.

Individualism is the call to be authentic, to author your own life, to care little for the direction others would have over your life. Contra religion, Wilde emphasizes that there is no set path to authenticity, no prescribable way to live your life.

Father Damien was Christlike when he went out to live with the lepers, because in such service he realised fully what was best in him. But he was not more Christlike than Wagner when he realised his soul in music; or than Shelley, when he realised his soul in song. There is no one type for man. There are as many perfections as there are imperfect men. And while to the claims of charity a man may yield and yet be free, to the claims of conformity no man may yield and remain free at all.

Individualism is what you make of yourself when you no longer have to labor for mere survival. The rich and the middle classes have to think about money all the time, it is how they make it, keep it, and spend it. When you have to think about money all the time you are unable to develop yourself, to become an individual. You are, in effect, reduced to making yourself whatever is easiest, most convenient, and most attractive to those upon whom your happiness depends. And under capitalism, this class includes everybody.

There is only one class in the community that thinks more about money than the rich, and that is the poor. The poor can think of nothing else. That is the misery of being poor. What Jesus does say is that man reaches his perfection, not through what he has, not even through what he does, but entirely through what he is.

This notion of individualism echos Marx’s idea of freedom from alienated labor. As Erich Fromm said of Marx, “Socialism… was never as such the fulfillment of life, but the condition for such fulfillment… Marx says quite clearly in the Economic and Philosophic Manuscripts, ‘communism as such is not the aim of human development.’ What, then, is the aim? Quite clearly the aim of socialism is man,” (60). Alienated labor is the particularly capitalist organization of labor which isolates rather than individuates human beings. It breaks people up into specializations, but it also breaks them down into parts, making laborers out of people, or, in a few cases, capitalists. No one is free to be who they want, everyone is compelled by a system designed from without. As Marx said, “alienated labor… alienates man from himself, from his own active function and from other men,” (101). Subjected to our alienated needs human beings become “mentally and physically dehumanized… the self-conscious and self-acting commodity.” In other words, we come to see ourselves and each other as things.

What makes capitalism dangerous is precisely the fact that owning capital seems to fully compensate for the loss. Possessions can be lost, but capital, self-replicating possessions, appear to be just as permanent as authentic being itself. Capitalism, like the Christian ideology it came from, emphasizes an asceticism that forbids individuality because this allows you to replace an authentic existence for a treasure trove of self-creating wealth. Of course, this only works if everyone is made, by incentive or force, to bow to their role in the system. Marx writes,

[The political economy of capitalism] is… [also] the science of asceticism. Its true ideal is the ascetic but usurious miser and the ascetic but productive slave…. The less you eat, drink, buy books, go to the theatre or to balls, or to the public house, and the less you think, love, theorize, sing, paint, fence, etc. the more you will be able to save and the greater will become your treasure which neither moth nor rust will corrupt–your capital. The less you are, the less you express your life, the more you have, the greater is your alienated life and the greater is the saving of your alienated being. Everything which the economist takes from you in the way of life and humanity, he restores to you in the form of money and wealth. (144)

For Marx, the aim of socialism then is liberation from this system. He writes in the manifesto,

All that we want to do away with is the miserable character of this appropriation, under which the labourer lives merely to increase capital, and allowed to live only so far as the interest to the ruling class requires it.


Under socialism, one must not err into thinking that capital is somehow a substitute for individuality, but at the same time, one must not confuse individualism with selfishness. Long before Ayn Rand extolled the virtues of selfishness, Wilde argued that “Selfishness is not living as one wishes to live, it is asking others to live as one wishes to live. And unselfishness is letting other people’s lives alone, not interfering with them.” Selfishness for Wilde is what altruism is for Ayn Rand. I have already shown that Wilde would have agreed that altruism is bad, but he would have disagreed that selfishness was any different. He condemns egoism, saying,

For the egotist is he who makes claims upon others, and the Individualist will not desire to do that. It will not give him pleasure.

This is because:

Individualism exercises no compulsion over man. On the contrary, it says to man that he should suffer no compulsion to be exercised over him. It does not try to force people to be good. It knows that people are good when they are let alone. Man will develop Individualism out of himself.

And therein lies the great difficulty with individualism, for the freedom to be oneself, is all too often accompanied by the desire to restrict the freedom of others. It was in the name of freedom that slave-holders denounced the abolitionists. “What right have they to take away my freedom to own slaves?” Or as Marx put it, “Freedom is so much the essence of man that even it opponents realize it… No man fights freedom; he fights at most the freedom of others.” Freedom requires the rights of all to freedom. It is not up to the capitalist to decide what a worker’s needs should be, and yet that is exactly what happens. For the capitalists require workers, as much as possible, to resemble the “self-acting commodities” they need them to be. Wilde writes,

[A] man is called selfish if he lives in the manner that seems to him most suitable for the full realisation of his own personality; if, in fact, the primary aim of his life is self-development. But this is the way in which everyone should live… Selfishness always aims at creating around it an absolute uniformity of type. Unselfishness recognises infinite variety of type as a delightful thing, accepts it, acquiesces in it, enjoys it. It is not selfish to think for oneself. A man who does not think for himself does not think at all. It is grossly selfish to require of ones neighbour that he should think in the same way, and hold the same opinions. Why should he? If he can think, he will probably think differently. If he cannot think, it is monstrous to require thought of any kind from him. A red rose is not selfish because it wants to be a red rose. It would be horribly selfish if it wanted all the other flowers in the garden to be both red and roses. Under Individualism people will be quite natural and absolutely unselfish, and will know the meanings of the words, and realise them in their free, beautiful lives.

 

Oscar Wilde was a Better Marxist than the Bolsheviks, Part 2

“Disobedience, in the eyes of anyone who has read history, is man’s original virtue.  It is through disobedience that progress has been made, through disobedience and through rebellion.”

Oscar Wilde, “The Soul of Man Under Socialism”

In the first part of this series, I showed that both Oscar Wilde and Karl Marx respected individual freedom so much that they saw it as the essence of socialism. Each man envisioned a future that enabled the fullest expression of individuality. Far from the authoritarian socialism of the Bolshevik model; Wilde had libertarian socialism in mind. Neither man was particularly explicit about what socialism would look like, each preferring to paint in broad strokes his vision of the future. In all likelihood, neither probably knew what socialism would look like so much as they knew what was wrong with capitalism. There is thus no way to compare blueprints. We may, however, see socialism in a negative, that is by knowing what they said socialism is not, and how each believed we get from capitalism to socialism.

It may seem surprising that not even Marx advanced a state-ownership of private property model; one that placed society above individuality and authoritarianism over liberty. State-ownership of the means of production was capitalism for Marx, who thought of the state as the keeper of bourgeois interests. Neither did he think that the dictatorship of the proletariat could be anything other than universal, democratic, and brief. A democratic dictatorship is an anarchic phase that all revolutions necessarily go through. Think of the American Revolution before the constitution, when the Contential Congress claimed self-sovereignty and began issuing dubious laws. The dictatorship of the proletariat under the Bolsheviks came to mean “the organization of the vanguard of the oppressed as the ruling class for the purpose of suppressing the oppressors…”, as Lenin put it. No longer would the people rule themselves, they would be ruled by the vanguard of intellectual elites acting as saviors for a whole class of people who revolted quite sufficiently without them. This was socialism in name more than in substance.

Real socialism is supposed to differ from capitalism. Capitalism cultivates economic dependence, suppresses actual political decision-making for indirect democracy, and through these methods stifles individuality. Nowhere is this more clear than in the case of poverty under capitalism. From the perspective of capitalism, poor people are “superfluous”, to use Thomas Malthus’ term, or “redundant”, to use Margret Thatcher’s. They are not needed by the economic system and therefore the system is unable (or more accurately, unwilling) to support their continued existence. Capitalist logic dictates that it is the duty of the poor to die, even in the midst of great plenty, if their labor is unnecessary to capitalists. This ruthlessness of capitalism has been defended by Malthus et. al. but generally it is deplored by mainstream society, including a great many wealthy capitalists themselves. Poverty for most people is a social problem that requires a social solution. Wilde writes,

Misery and poverty are so absolutely degrading, and exercise such a paralysing effect over the nature of men, that no class is ever really conscious of its own suffering. They have to be told of it by other people, and they often entirely disbelieve them.

Poverty is so destructive that those who are in it fail to recognize the social mechanisms that produce their deplorable state; rather like how a drowning person loses sight of everything but keeping their head above water, the poverty-afflicted can only struggle desperately from moment to moment. Disobedience and rebellion, those mechanisms of human progress, require the intervention of others who can help them discover their plight. Wilde writes,

What is said by [capitalists] against agitators is unquestionably true. Agitators are a set of interfering, meddling people, who come down to some perfectly contented class of the community, and sow the seeds of discontent amongst them. That is the reason why agitators are so absolutely necessary.  Without them, in our incomplete state, there would be no advance towards civilisation.

This is the role Marx set for himself. Just as the chains of slavery were not, and could not be taken off by the slaves themselves, abolitionists became necessary. Socialist agitators awaken the proletariat–who at that time, may well have been fully employed and yet completely destitute–from false consciousness, or the conviction that this was the best that they could hope for in life or all they were worth or that the iron law of wages meant there just wasn’t enough for them even if they doubled production.

But it is not only the poor who suffer under capitalism. Another problem is the threat of poverty, which leaves even the richest insecure. Wilde again,

An enormously wealthy merchant may be—often is—at every moment of his life at the mercy of things that are not under his control. If the wind blows an extra point or so, or the weather suddenly changes, or some trivial thing happens, his ship may go down, his speculations may go wrong, and he finds himself a poor man, with his social position quite gone. Now, nothing should be able to harm a man except himself.  Nothing should be able to rob a man at all.

The threat of poverty drives the rich the way a jockey drives a horse. No one, no matter how wealthy, is immune to the threat. Poverty must be done away with, must it not?


Socialism obviously offers a solution, but capitalism provides its own. Charity and altruism are the bulwarks of capitalism. Wilde saw this as a fraud. Like Ayn Rand and Friedrich Nietzsche, Wilde realized that the exercise of mercy is just another form of power and control, a way to make others live for you. Altruism is anti-socialist! Charity hurts the poor. It strings them along without the hope of liberation. Wilde writes,

[People] try to solve the problem of poverty… by keeping the poor alive; or, in the case of a very advanced school, by amusing [them]… The proper aim [of socialism] is to try and reconstruct society on such a basis that poverty will be impossible… Charity degrades and demoralises.

For Wilde, this was cruel self-aggrandizement on the part of the wealthy. Charity makes the rich feel better and that is all it does. The Malthusians among us will no doubt object that it is by the generosity of the capitalist that any poor exist at all. The neoliberal will add that, actually, it is by the self-interest of the capitalist that the working poor, those paupers, have even the meager means to survive. But for Wilde, as for Marx, this is telling the slaves, those who sow the seeds, raise the crops, harvest the food, and prepare and serve the meals, that they should be grateful for the master’s benevolence in providing them sustenance. Wilde writes,

We are often told that the poor are grateful for charity. Some of them are, no doubt, but the best amongst the poor are never grateful. They are ungrateful, discontented, disobedient, and rebellious. They are quite right to be so… Why should they be grateful for the crumbs that fall from the rich man’s table? They should be seated at the board, and are beginning to know it.

The poverty-ridden people unable to recognize who or what is making them poor, have but two options for survival: to steal or submit to capitalism’s picture of humanity. Wilde suggests the choice is between living as a human being and as a pet, writing,

It is safer to beg than to take, but it is finer to take than to beg… As for the virtuous poor, one can pity them of course, but one cannot possibly admire them. They have made private terms with the enemy, and sold their birthright for very bad pottage.

To the Randian libertarian, who locates the fatal flaw in the idea of altruism itself, a break with capitalism is not necessitated. To these anti-socialist libertarians, one must boot-strap oneself out of poverty, either by accepting their worth as whatever crumbs fall from the rich man’s table or by asceticism. Against this position, Wilde writes,

Sometimes the poor are praised for being thrifty. But to recommend thrift to the poor is both grotesque and insulting. It is like advising a man who is starving to eat less. For a town or country labourer to practise thrift would be absolutely immoral. Man should not be ready to show that he can live like a badly-fed animal.

The problem for this libertine brand of capitalism is the loss of human dignity that it entails. One may not need to be “grateful” because one lives by one’s own lights but without socialism, that life must be debased. What is the point of living by one’s own labors if one cannot earn a respectable living with nearly super-human effort? What is the point of individualism when it reduces individuality to mere animal subsistence?  Indeed, it is not finer to take than to beg?


Rejecting capitalism’s cold comforts and Bolshevik authoritarianism, we are left only with a particularly libertarian form of socialism. The socialism of Wilde approaches something like the minimal state of Robert Nozick, but unlike Nozick’s, a state incompatible with exploitation.

Individualism, then, is what through Socialism we are to attain to. As a natural result, the State must give up all idea of government. It must give it up because, as a wise man once said many centuries before Christ, there is such a thing as leaving mankind alone; there is no such thing as governing mankind. All modes of government are failures.

Wilde was very nearly an anarchist, however, the state remains as a

…voluntary association that will organise labour, and be the manufacturer and distributor of necessary commodities. The State is to make what is useful. The individual is to make what is beautiful.

How exactly the state and individual efforts are to be arranged, Wilde leaves us to speculate. Which to his credit he acknowledges:

Is this Utopian? A map of the world that does not include Utopia is not worth even glancing at, for it leaves out the one country at which Humanity is always landing. And when Humanity lands there, it looks out, and, seeing a better country, sets sail.  Progress is the realisation of Utopias.


Still glimmers of what Wilde envisions come through. Wilde, like Marx, sees the unlimited potential of mechanization to free human beings, but only under socialism where its benefits are shared by all. Mechanization eliminates manual labor and frees human beings from toil.

There is nothing necessarily dignified about manual labour at all, and most of it is absolutely degrading. It is mentally and morally injurious to man to do anything in which he does not find pleasure, and many forms of labour are quite pleasureless activities…. To sweep a slushy crossing for eight hours, on a day when the east wind is blowing is a disgusting occupation. To sweep it with mental, moral, or physical dignity seems to me to be impossible. To sweep it with joy would be appalling. Man is made for something better than disturbing dirt. All work of that kind should be done by a machine… Human slavery is wrong, insecure, and demoralising. On mechanical slavery, on the slavery of the machine, the future of the world depends.


How close is Wilde to Marx’s vision of socialism? In the third volume of Capital, near the end, Marx argues that “the realm of freedom” his ideal society of free individuals, cannot begin until freedom from want and thus compulsion is achieved.

Just as the savage must wrestle with nature, in order to satisfy his wants… so civilized man has to do it, and he must do it in all the forms of society and under all possible modes of production. With his development the realm of natural necessity expands because his wants increase; but at the same time the forces of production increase, by which these wants are satisfied. The freedom in this field cannot consist of anything else but of the fact that socialized man, the associated producers, regulate their interchange with nature rationally, bring it under their common control, instead of being ruled by it as by some blind power; they accomplish their task with the least expenditure of energy and under conditions most adequate to their human nature and most worthy of it. But it always remains a realm of necessity. Beyond it begins the development of human power, which is its own end, the true realm of freedom, which, however, can flourish only upon that realm of necessity as its basis. (Fromm, 60)

Marx paints a picture of socialism where humans produce rationally rather than in an alienated way. That is, they produce for themselves what they want, not necessarily what the capitalist would profit by the most. They produce associatively, which may or may not be competitive, but without the ruthless competition of capitalism. This clearly rules out the possibility of a state-run, bureaucratic socialism. The individual must be the central agent and the goal of socialism. Socialism then is merely meant to alleviate human beings from the struggle with nature, and so allow us to create ourselves for ourselves. Socialism will be known when economics serves the needs of society the same way it serves the needs of capitalists under capitalism. For Marx and Wilde, socialism is a machine for serving the basest of human needs, our animal needs. It is not here to tell us how to satisfy them, only to ensure that they get satisfied.

 

 

 

 

Oscar Wilde was a Better Marxist than the Bolsheviks, Part 1

“The chief advantage that would result from the establishment of Socialism is, undoubtedly, the fact that Socialism would relieve us from that sordid necessity of living for others which, in the present condition of things, presses so hardly upon almost everybody.”

Oscar Wilde, “The Soul of Man Under Socialism”

Socialism is not the first thing I associate with Oscar Wilde. In fact, it’s not the fifth thing. The man in my mind is first a playwright, then a poet, novelist, artist, dandy, homosexual, Irishman, celebrity, and finally–with mild dubiousness–a social critic. Nevertheless, Oscar Wilde is exactly the socialist thinker we need today. His essay on socialism, The Soul of Man Under Socialism, offers a particular analysis of capitalism written with Wilde’s usual jaunty wit. While less theoretically precise than the work of, say, Peter Kropotkin, who presents anarcho-communism in a dense manner that was–consistently–a heavy influence on Wilde, the spirit of Man Under Socialism is more moving and more profound than the writer of The Conquest of Bread. Wilde’s picture of socialism is, perhaps, a trifle less anarchistic than Kropotkin, but still heavily emphasizes individual liberty and autonomy.

I think Oscar Wilde best fits the model of a libertarian socialist. The term may be apocryphally applied, but as is clear from his writings on socialism, individual freedom is an essential part of his socialist idyll. Wilde’s position, briefly summed, is that individuality is not to be taken as a given, as many right-wing libertarians would, but instead, individuality can only develop under a system that promotes general fairness and relative equality, viz. socialism. Wilde’s fascination with individual expression led him away from authoritarian socialists, like those that would only a few decades later come to power in Russia. It is dubious that Marxism leads only to the Bolshevik model of socialism, in fact, I would go farther and argue that Wilde’s brand of libertarian socialism is more consistent with Marx’s ideas than Bolshevik theory.

The Bolshevik’s denounced individuality because of its relationship to private property. They felt that it was an example of false consciousness, rather than a valid perspective. Wilde on the other said that socialism is valuable “simply because it will lead to individualism.” Like Marx, Wilde saw that individualism is the goal of socialism and that capitalism, for all its talk of individuality, really makes the vast majority of people live for the betterment of a few. For Wilde, the poor under capitalism are degraded by their relative poverty and so cannot be fully individuated, they must live for others (viz. the capitalists) or perish altogether.

Socialism, Communism, or whatever one chooses to call it, by converting private property into public wealth, and substituting co-operation for competition, will restore society to its proper condition of a thoroughly healthy organism, and ensure the material well-being of each member of the community.

This is not unlike Karl Marx’s vision in the Communist Manifesto:

In place of the bourgeois society, with its classes and class antagonisms, shall we have an association, in which the free development of each is the condition for the free development of all.

But looking after the well-being of each member requires that each member be treated individually and not as a mere member of the community. Wilde writes,

What is needed is individualism. If socialism is authoritarian; if there are governments armed with economic power as they are now with political power; if, in a word, we are to have industrial tyrannies, then the last state of man will be worse than the first.

Wilde is taking aim here at what Dr. Richard Wolff will later call “state capitalism”. It is a form of capitalism that retains the aspect of private property ownership but resolves to make the state the sole owner of all property. In effect, this is “concentrated capitalism”, and it is far worse than private capitalism. This concentrated form of capitalism–monopoly capitalism–is no better off when the monopoly is the state. And its failures are replete in the twentieth century.

It is clear, then, that no authoritarian socialism will do. For while, under the present system a very large number of people can lead lives of a certain amount of freedom and expression and happiness, under an industrial-barrack system, or a system of economic tyranny, nobody would be able to have any such freedom at all.

Wilde introduces a need for freedom into the idea of socialism. Authoritarian socialism, while good for the defense of the socialist state from the teeth of capitalist rivals, is ultimately self-defeating. Despite this, the attempt to force socialism without liberty was as popular in Wilde’s time as it was in the twentieth century.

But I confess that many of the socialistic views that I have come across seem to me to be tainted with ideas of authority, if not of actual compulsion. Of course, authority and compulsion are out of the question… It is only in voluntary associations that man is fine.

But still, the abolition of private property remained central:

With the abolition of private property, then, we shall have true, beautiful, healthy individualism. Nobody will waste his life in accumulating things, and the symbols for things. One will live. To live is the rarest thing in the world.  Most people exist, that is all.

Compare this to Marx, writing nearly half a century earlier:

A being does not regard himself as independent unless he is his own master, and he is only his own master when he owes his existence to himself. A man who lives by the favor of another considers himself a dependent being. (138)

Marx, especially early on, was greatly concerned for the life of the individual. Socialism and communism were meant to liberate the individual, rather than dictate to individuals their duties and needs. Marx writes,

Alienation is apparent not only in the fact that my means of life belong to someone else, that my desires are the unattainable possession of someone else, but that everything is something different from itself, that my activity is something else, and finally (and this is also the case for the capitalist) that an inhuman power rules over everything. [Emphasis his] (151)

It does not matter to Marx if our life belongs to a private master or a public one, to live in the service of a lord, a landlord, or a capitalist is no worse than to live in the service of a state, a society, or a community. If it is wrong for one person to steal what is yours (your surplus value) it is just as wrong for ten-thousand people to steal it. And this is just as true when society is “free” as when it is controlled and directed by a governing body.

The “inhuman power” in Marx’s quote above is his name for the action of Adam Smith’s “invisible hand”. The action governs the behavior of both capitalist and laborer so that neither is truly free. Wilde, like Marx and Smith, emphasizes this freedom for individual expression as necessary for a good life. Marx is a staunch individualist and his socialism is designed to bring about more, not less, individual expression. It is the same for the wealthy capitalist as it is for the working poor according to both Marx and Wilde. Although Marx merely mentions this fact as an aside in the parenthetical (above), Wilde puts it much more cheekily,

If [private] property had simply pleasures, we could stand it; but its duties make it unbearable. In the interest of the rich, we must get rid of it.

The real antagonist to individual expression is, according to Marx, the political economist, who reduces people to base functions in an economic system:

First, by reducing the needs of the worker to the miserable necessities required for the maintenance of his physical existence, and by reducing his activity to the most abstract mechanical movements, the economist asserts that man has no needs for activity or enjoyment…; and yet he declares that this kind of life is a human way of life. Secondly, by reckoning as the general standard of life… the most impoverished life conceivable, he turns the worker into a being who has neither senses nor needs, just as he turns his activity into a pure abstraction from all activity. Thus all working class luxury seems to him blameworthy, and everything which goes beyond the most abstract need (whether it be a passive enjoyment or a manifestation of personal activity) is regarded as a luxury.

Property creates roles, duties, and even the ideas of idleness and luxury. “What does a worker need ‘free time’ or ‘income beyond necessity’ for? Nothing as far as we can see?” But workers never feel the things they want are “luxuries”, they are simply the things necessary for a good life. Private property, for both men, was entangled with a notion of social rank from which it must be freed before it can be fair. Wilde writes,

In a community… where property confers immense distinction, social position, honour, respect, titles, and other pleasant things… man, being naturally ambitious, makes it his aim to accumulate this property, and goes on wearily and tediously accumulating it long after he has got far more than he wants, or can use, or enjoy, or perhaps even know of… considering the enormous advantages that property brings, one is hardly surprised. One’s regret is that society should be constructed on such a basis that man has been forced into a groove in which he cannot freely develop what is wonderful, and fascinating, and delightful in him—in which, in fact, he misses the true pleasure and joy of living.

Rich or poor, your life under capitalism is not free to develop its own character. You inevitably live for others. You are forced into a set of classes, which according to Marx, narrow to a set of two: the bourgeoisie and the proletariat. While I doubt we will ever come to see ourselves merely as class interests, as Marx predicted, there is no doubt that we do come to live in the “groove in which [we] cannot freely develop”. Wilde defines “class” as a social script, the deviation from which is difficult at best and deadly at worst. Anyone in contemporary America who is not white, straight, healthy, wealthy, and male knows what I am speaking of all too well. The point here is that it is capitalism which establishes what “success” looks like, and to succeed without fitting the model becomes increasingly improbable as capitalism becomes the hegemonic economic system.

In the third part of this series, I will look into this idea further, examining what it means to be an individual and how capitalism interferes with that process according to Wilde and Marx. For now, suffice it to say that Wilde, unlike the Bolsheviks, shared Marx’s underscoring of individuality and his disdain for life under the authority of another, be it the bourgeoisie or the state. The need for individual freedom, for both men, sprouts under any political economy but it flowers only in the soil of equality. In the next part, I will examine the pragmatics of socialism as Wilde and Marx saw it.

 

 

The Abortion Line

As I write, access to abortion is facing its greatest threat in more than forty years. Attacks, some absurd and incoherent, have passed state legislatures in more than eight states and most have been signed into law. With legal challenges pending, the goal of these new bills is to attack the precedent established in Roe v. Wade. In this post, I want to take a long hard look at abortion rights, and the conversations surrounding this topic. Mostly, I want to resolve a media distortion that magnifies the divide and separates people on the issue when they are, in fact, not so far apart. The conclusion I will draw is that we are all pro-choice, only some of us want to choose for others, the rest want to choose for themselves.

From the point of view of someone entrenched in the media, abortion seems to be the most divisive issue facing America today. But the reality is very different. Consider the following timeline:

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On the left-most antipode is conception, the moment when a sperm fertilizes an egg and a single-celled life is formed. On the right is birth, when a human child would naturally evacuate its mother’s body. In between are a host of different “milestones” that have historically been associated with the abortion line. The abortion line is the point where a baby’s right to life supersedes a mother’s right to bodily autonomy. Make no mistake, every single one of us, no matter how “pro-life” or how “pro-choice”, believes in an abortion line. No “pro-choice” advocate believes in post-birth abortion (despite the current President’s hate-mongering rhetoric), just as no “pro-life” advocate believes in forced insemination in order not to waste potential babies by not creating them. These notions sound absurd to our ears precisely because we by and large agree about the abortion line, and even generally where it should fall: somewhere in the 37-week period between conception and birth.

This narrow band in the process of human beings coming into and out of existence is but a speck, and yet even the most extreme among us tend to agree that it is in this range that the abortion line must be drawn. It is our media coverage, with its over-developed sense of drama, that zooms-in, distorting the reality until these rather close theories appear extremely divided. This microscoping effect leads to hostility and even violence as near-agreement becomes vast disagreement. Its effect is so strong that as you are reading this today, you’ll probably feel the need to argue that there is no “near-agreement”.

So let me defend that position a bit. Assuming you accept the medical timeline above and my stipulative-definition of an abortion line, we might ask ourselves if it is ever acceptable to draw it before birth? I have never met a pro-life advocate who was so strongly pro-life that they believed in the forced conception of girls and women in order to prevent the loss of children who would have existed. Now, what is the reason for this? If you are “pro-life”, consistency would dictate that you must force pregnancy on “selfish” women who would allow an opportunity to reproduce simply go by through abstinence. But almost no “pro-life” people maintain this position. This is not because they are inconsistent with their beliefs or because they are really anti-sex or misogynists. It is because they draw the abortion line. Before conception, these “pro-life” advocates assume a women’s right to autonomy takes precedence over a potential life. So, for them, the conception–or slightly later–is the right place to draw the abortion line, switching the mother’s right to body autonomy under the single-celled organism’s chance to develop into a fully-developed human being.

On the other side, we can ask if it is ever acceptable to draw the abortion line after birth? I have never met a “pro-choice” advocate who was so strongly “pro-choice” that they believed in the killing of a toddler in order to free the mother from her attached responsibilities to the child. If you are “pro-choice”, consistency would dictate that a woman retain the right to abort her child indefinitely. But as before, no “pro-choice” advocates maintain this position. This is not because they are inconsistent or because they are deep-down “pro-life”. It is because they too draw the abortion line. After birth, these “pro-choice” advocates assume children’s right to life takes precedence over a woman’s right to autonomy. So, taking these arguments together we can see that both rights are emphasized by both positions and the only real question becomes where specifically to draw the abortion line.

This is consistent with the Roe v. Wade decision which held that the state had an obligation to protect both essential rights. However, the decision also punted the question of where to draw the line back to the individual states.  States have varied but most land somewhere before the third trimester. The decision elaborates a history of abortion looking for guidance from antiquity on where to draw the line. It notes that most ancients, including the Greeks and Romans, were ok with abortion, even very late. Early Christians, following an Aristotelian emphasis on form and a spiritual sense of ensouling matter, settled on the “quickening” (around 18 weeks). For them, the quickening symbolized the moment when a fetus first became “human” and was granted a soul by God, recognizable by its independent movement and human appearance. The decision also notes that even where abortion was illegal, it was not considered the same thing as murder, and often was treated by law as a misdemeanor rather than a felony.

When it comes down to it then, Roe v. Wade reflects our values quite well. It shows that both sides of the debate do respect both women’s autonomy and children’s right to life. Even meager honest reflection will reveal just how true this is. No “pro-life” advocate wants to have their or their mothers’, wives’, or daughters’ medical decision made for them by others. They believe that people should make their own medical decisions based on their own interests for themselves, perhaps with the counsel of a medical professional, but without the interference of the state. They just make an exception for unwanted pregnancies. At the same time, “pro-choice” women are hardly murderers. They do not advocate for abortions, only for women’s right to make the choice for themselves. They would not demand the right of parents who want to have a baby to abort. The argument then is really about whether or not society should be allowed to draw the line on medical intervention for individuals. On this point, I’m ardently libertarian. I don’t think society could make medical decisions for me, so it definitely shouldn’t. Arguably then, either you are for the state making your medical decisions for you (somewhere “death panels” still echos in the distance), or not. On that point, I think we are nearly universally agreed. “Pro-life” advocates then need to demonstrate why abortion is an exception to the rule, and the best grounds they have for it is a child’s right to life.

Of course, there are many other issues surrounding abortion. For example, whether outlawing it prevents abortions or just makes the abortions less safe. But where to draw the line returns again and again as the central problem. Most conservatives want to draw the line at conception, thus tying responsibility directly to sexual intercourse. This argument is often presented as assumed or scientific. “Life begins at conception” so the argument begins. However, conception is just as arbitrary a place to draw the line like any other; life may well begin when the sperm and egg are produced in the respective parents, or when the respective parents are themselves born, or on the other hand, when the fetus first begins to have the “form” of a human being, or when the independent multi-celled organism first attaches itself to the mother, forming not only what will become the baby but also the extra-bits of organic matter, like the placenta. In this final case, the blastocyte was no more the development of a future baby than it was the development of a future placenta.

Many feminists want to draw the line around the third trimester, with a few as late as pre-birth. Again these limits are not saying where we should actually draw the line, they are demarcating the arena in which an individual should be free to choose. Taken as a whole, these “pro-life” and “pro-choice” arguments are both markedly pro-choice. But what is more revealing is that they also both jointly create the window for abortion. Before conception, all of us agree that preventing the life process (as prevention or abstinence) is acceptable. After birth, all of us agree that aborting the life process is unacceptable. Thus, the political debate is one about setting boundaries, not drawing the actual line itself.

As I said, where we draw the actual line is ultimately arbitrary, which is why it is impossible to agree on it politically. What we usually argue over, but shouldn’t, is everything else that gets stirred-up in the mix. Questions of responsibility, sexual punishment, oppression, and much, much more are important questions, but not really as connected to the abortion debate as most of us would like to believe. We would all be infinitely better off if we could admit that we are very close on this issue, politically, a mere 24 weeks apart, and inside that window is where the abortion line should be drawn, with particular exceptions granted, such as in the case of medical emergencies, rape, and incest.

That would leave us free to deal with the real issue: whether society should draw the line for every woman or leave the window open for each individual woman to decide for herself. The former position is not “pro-life”. It is anti-choice. It is not about protecting life but rather about controlling it. The latter is “pro-choice”, but not pro-abortion, in the sense that it leaves women free to not abort, that is to choose life. This is why I am pro-choice. I believe that within the structures that we (nearly) universally find acceptable and where the particular choice is rather arbitrary, free choice ought to exist. So, while it is acceptable that society (both men and women) may determine the window in which the abortion line can be drawn, the actual choice of where to draw the line itself, within that window, must belong to the individual woman for herself.

Who Is Saving Up for the Future?

In the neoliberal picture of economics, it is a common assumption that workers are indirect beneficiaries from the saving and reinvestment of capitalists in their privately owned businesses. Capitalism thereby provides these laborers with jobs, income, and indeed their very lives. This notion can be found from Bernard de Mandeville (The Fable of The Bees: or, Private Vices, Publick Benefits) to Friedrich Hayek (The Fatal Conceit), and popularized in the war cry of Gordon Gekko, “Greed is… good. Greed is right, greed works.” Of course, we are not really talking about “greed” here but “savings and investment”. Put simply, the idea is that by following their own self-interests the capitalists, inadvertently and out of necessity, provide for an army of workers who would otherwise be unable to survive. This all sounds straightforward enough, but there is a problem. This argument is curved three hundred and sixty degrees.

The neoliberalism assumes that the act of saving for new capital expenditures must be the product of the lone action of the enterprises’ owners. Part of the reason for believing this is cultural. The law and most people have–without good reason, mind you–assumed that the product of an enterprise’s efforts belongs exclusively to the owners of its capital. This is the fundamental assumption of capitalism. It is from this assumption that it seems to follow that the reinvestment in an enterprise’s capital is an act of its “owners”. Another reason, more classist and derogatory, comes from a long history of intellectual’s belief that lowly wage-workers were incapable of managing money. The stereotype of the drunken field hand or dock worker embodies the sentiment. Given them more money, according to this classist logic, and they would thoughtlessly spend it on gambling games, booze, and prostitution. This prejudice lingers on centuries later the wreck of capitalist poverty created such desperate people for whom a minutes entertainment was the best they could hope for, and despite overwhelming evidence to the contrary. This is nevertheless the source but not the problem with the neoliberal argument. To see why we’ll need to examine the process of profit from sales.

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The neoliberal’s capitalist model looks something like this: the owner of the capital (material components) of an enterprise is assumed to be “owner” of the enterprise itself, and this is true whether or not they work for the company or have ever even laid eyes upon it. As the “owner” of the enterprise, they have rights that extend to the products of the enterprise’s industry. The owners of capital then, own the fruits of labor’s efforts based squarely on the strength of the assumption. As “owners”, they are at liberty to sell these items, (including service labor) for any price they can get and keep all of the profits thereof for themselves. The labor of workers has been assumed to have been contracted out, paid in advance, through fair and just negotiations, before the manufacture and sale of the “product”. The risk of a failure at the market is assumed also to belong entirely to the capitalist and is often invoked as the justification for their keeping the “surplus-value” or profit from sales, over and above the costs of production. If you accept this model, then it does follow that capitalists are saving for the future good of all of society and therefore what is good for the capitalists is the best anyone, capitalist or otherwise, can hope for.

I, obviously, do not accept a neoliberal capitalist model. Against it, I offer the following alternative: when a “product” is sold at the market the price is fixed by the consumers, that is the proceeds of the sale are ultimately set by demand for the product and have nothing whatsoever to do with the way the product was brought about. Consumers lack knowledge of production methods and set price based on relative utility over the cost of a product or service to themselves (this is the Austrian theory). But from the manufacturers’ point of view, the profit of sale comes back somewhat mysteriously, set entirely by the market, with little (including advertising) they can do to change it. It is impossible to tell from this perspective whose productive contributions made the product profitable. The labor of one person and the materials of another are so combined that both were equally necessary for there to be realized any profit at all. If we don’t just assume the capitalist tradition of arbitrarily favoring the material owners of the things in an enterprise as the legal owners of the enterprise itself (and hence its products), we would have to ask ourselves how the profits, set by the market, ought to be divided among the respective contributors to production.


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If we make the uncontroversial assumption that the rewards of group efforts ought to be shared evenly with respect to individual effort then there seems to be no reason to accept the fundamental assumption of capitalism. What gives capitalists the priority claim except for mere arbitrary tradition? And if we reject their claim, then the notion that workers owe their lives and livelihoods to capitalist’s self-interest goes right out the window; for if the profit is evenly shared then so too would be any saving and reinvestment in the capital of the enterprise. Worker’s can be seen to have been forced to save, so that money could be invested into the capital of an enterprise which they will benefit from only in the sense that the grist mill benefits from laboring because then its owners’ oil its parts. In short, if the profits are evenly shared, the savings are also.

But the stereotype persists, so that were the workers not “forced” to save, they would be very unlikely to reinvest, choosing instead to drink away their profits. I find this notion laughable, as I think of all the sodden millionaires, slurping Moet & Chandon, at some gala or another; no one accuses them of monetary impropriety. The fact is that laborers have more reason to invest in a company they own and work at than either an investor or an employee. The point here is that seen my way, the saving-act is really just as or even more legitimately an effort of laborers. We could view and should view laborers as the legitimate owners of the product, and so they either should have been paid more for their labor or they forwent the enjoyment of that income to invest it in the enterprises’ capital. It’s the assumption that capitalists should be considered the rightful owners of the products of industry and not all the members of that company that makes the neoliberal argument circular. The neoliberal cannot both assume the ownership of the products and use that assumption to justify the ownership of the means of production. This argument fails to prove that it is the capitalist who is really providing for the livelihood of the workers. It may just turn out that it is the workers who are really saving the money thus providing not only for themselves but all of the capitalist’s excessive wealth in addition.


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It would surprise few on the left to learn that a similar kind of argument was used in defense of slavery in antebellum America. The idea was that slaves, being nearly as dumb as animals, couldn’t be expected to provide for themselves outside their native habitats. Being now caught up in an “extended order” (to use Hayek’s term for a society where almost none provide everything for themselves a bit anachronistically) they would not be able to survive without the slave-masters to provide for them. They owe their livelihoods and their very lives to the master’s efforts. So, the well-intended sympathies of intellectual elites and moralists who would abolish slavery can’t see that they would destroy the very material foundations that made the slave’s lives possible in the first place. But we know better today! It was not the slaves who depended on the masters’ benevolence for their livelihood, it was the masters who depended on the slave’s labors for theirs. It was mere contrivance that–like a funhouse mirror–makes it appear upside-down. Sadly, the “funhouse” is the “courthouse” and the “mirror of distortion” is the “law”.

The neoliberal argument pits an ideological morality against a supposed material economic necessity but is itself a reversal of the truth. The ideological morality is an empty vision that all too conveniently enables the mechanisms of economic oppression. The material economic necessity is built with the sweat of labor. The laborers provide the material necessity and the capitalists appropriate the excess with ideological morality.


To save money is exactly the same thing as to earn money, profit is savings and savings is profit, from an individual point of view. It is only when we consider society as a whole that we can see that the two are not the same. This Keynesian insight has largely been forgotten, but it plays a role both in the need to establish a guaranteed income and in arguing against the neoliberal conception of capitalism.

Marx wrote: “Political economy, the science of wealth, is, therefore, at the same time, the science of renunciation, of privation and of saving, which actually succeeds in depriving man of fresh air and of physical activity. This science of a marvelous industry is at the same time the science of asceticism. Its true ideal is the ascetic but usurious miser and the ascetic but productive slave… The less you eat, drink, buy books, go to the theatre or to balls, or to the public house, and the less you think, love, theorize, sing, paint, fence, etc. the more you will be able to save and the greater will become your treasure which neither moth nor rust will corrupt–your capital. The less you are, the less you express your life, the more you have, the greater is your alienated life and the greater is the savings of your alienated being. Everything which the economist takes from you in the way of life and humanity, he restores to you in the form of money and wealth.” (Marx’s Concept of Man, 144)

If the saving that enables both the reinvestment and the profits of the wealthy is, in fact, a forced saving on labor, then they are the “ascetic but productive slave” Marx mentions. And as I said above, the strength of the neoliberal argument for savings is carried entirely by assumption. We need only ask ourselves, by what right can capitalist’s claim ownership if we do not accept the neoliberal argument from tradition? Here I think is where the argument for private property ownership laid out in Locke, based on both a need for exclusive use and expenditure of labor to acquire comes into play. It is from this justification that we can see the neoliberal assumption to be false. And what is more, it not only reveals the assumption to be false but proves that it is laborers that are or could be the true owners of the means of production. They alone could meet both of the necessary conditions for private property ownership.

 

The Wealth of Nations, Revisited

A Contradiction of Interests

I’m not sure if this is a real contradiction or not. But it seems to me that Adam Smith has a perspective problem. Smith famously argues that what is best for the individual is best for the society, and yet at the same time he argues that slavery is not best for the society because slaves lack individual incentive to work hard. This may be true, but it certainly seems to serve as a counter-example to the notion that what is best for the individual is what is best for the society. For when he suggests this, we must sincerely ask, which individual? The slave or the slaveholder?

What is true in Smith’s slave argument is that it is not best for the slave to be a slave, and correspondingly it would not be best for a society that the slave be so either. The slave’s disincentive to work would lead to less work performed in general, and correspondingly to a less productive society. However, is that which is best for the slaves or the best for the slaveholders? As a slaveholder, owning many slaves is what is best individually. If the rule holds, we must conclude that owning slaves is what is best for society. Is this not a contradiction? It cannot be both best and not best for a society to have slaves. Perhaps we could claim that being a slaveholder requires the existence of slaves, which we just said were not beneficial to society. But then the question becomes, why should we take the slave as “the individual” and not the slaveholder, as Smith clearly does? 

Smith’s problem seems to be one of perspective. The value of the rule that societies do best when people are free to pursue their own interests is debatable. It may depend entirely on which individuals’ perspectives we adopt. Is it better that a landlord is allowed to collect rent or that every person own the property they live in? Is it better than an employer negotiate wages before the sale of the product or that laborers are paid in accordance with their efforts? These perspective questions shoot holes all through the idea that liberty is the best policy and its more general precept that individual interests can be used as the best guide for social action.

The Utopia of Competition

It seems to me that competition itself becomes romanticized under most libertarian writers. The reason for this is if they use it as a cure-all for many economic injustices. The assumption works like this: as long as the rules are fair, then competition will lead to the best possible use of resources. And so it would, as long as we had some way to ensure the fairness of the rules. What does it mean to be fair? Who decides what is fair? On what basis is that decision to be made?

One can always succeed in competitions through two different methods. The first method is exactly what the libertarian writers imagine, a system where everybody follows the rules, the rules are fair, and then the winner deserves what they get, and this would work out best for society, just as Adam Smith suggested. The reason is that if everyone competed this way, we would all benefit from the maximized effort competition elicits. But unfortunately, there are no umpires or referees in economics, no one to turn to and say, “Hey, that’s not fair!”.

The second method for success in competition is free and unrestricted. Players follow their own best self-interest, and when the “rules” of fair play get in the way, they abandon them. In this method, one might succeed by making their competition under-perform or advance themselves through some form of subterfuge. This method focuses on distinguishing oneself by making all of the others look worse. This, of course, is a natural tendency of free competition that ultimately degrades society.

So we have a choice. Either competition is regulated to enforce an external set of rules that foster fair-play or economic competition is not good for society. If we were to have the former, a sport-like instead of war-like competition, then we would have to insist that the players do not get to dominate the body that makes up the rules. In real terms, this means that businesses would have to have minimal effect on political determinations of economics.

The Fable of the Bees?

It is perhaps ironic that Mandeville’s “The Fable of the Bees” features so heavily in Smith’s thought. The poem presents the idea that it is private vice (greed) that drive humanity to the public good (prosperity). The irony is not what climate change and over-use of pesticide have done to the bees, but the fact that Mandeville chose bee’s as his perfect society turned waywardly toward virtue to the ruin of all.

Bees are hive-minded totalitarians. The structure of bee society is based on homogeneity. The hive is comprised of nearly identical genetically speaking. The small individuality comes in the form of castes: the Queen, the product of royal jelly is tasked exclusively with all the breeding for the entire colony; the drones, a small subset of males, whose only function is impregnating the Queen; and the workers who do everything else to make the colony run. There is some break down among the work performed by the workers but this too is regulated exclusively by age. The high organization by nature is related to the Orwellian suppression of individuality inherent in bee society.  

There is no private vice in bee society because there is no individuality. Private vice requires individuals whose interests, even if entirely dependent on the efforts of others for their survival, can still conceive of themselves outside of the society. If private vices are public virtues then it perhaps proves that what is best for the individual is not what is best for society and vice versa. For it seems that public vices can just as well be private virtues.

The Philosophy of Politics

Politics is a broad term. It is often used to describe everything from being an asshole on the internet to being a statesman and nation founder. It is denigrated and revered, usually at the same time. This post is my attempt to create some clarity around the question: what is politics? I do not want to give a hackneyed definition, such as a litany of the term’s historical development or a cross-reference of modern usages of the term. What I want to do is identify and explore the different ways people talk about politics, so that we can perhaps begin to understand when we are talking about different things that all fit loosely under the umbrella of politics.

To this end, I conceive of four approaches to politics that I feel need to be sketched out. Listing them from the most abstract to the most concrete, we have: “the political”, “political architecture”, “politics”, and finally “realpolitik”. The four share a concern for group identity, shared ideology, group direction, shared responsibility, and group action. But each takes a particular concern as paramount. I should be understood that all four of these ways of talking about politics are necessary at particular times and all are vital to a culture of flourishing political debate. All four must see their particular concerns addressed in order for a society to resolve an issue. To solve a political problem in three of the four ways is not to solve it at all. Hopefully, this will be clearer after I introduce the differences between them in greater detail.


The Political

By far the most abstract is a sort of metaphysics of politics; the concept of the political as Carl Schmitt saw it. Its primary focus is on how to create and maintain group unity. Imagine a Maslowian hierarchy of political needs, the political is the base. It is the formation of a group, who counts as its members, who are responsible for its duties, who are the beneficiaries of its privileges, but most importantly can the group maintain itself in its given formation? i.e. is it able to cohere? Schmitt elaborated the primary action of the political as determining the friend/enemy distinction. It is the establishment of an “us” by the identification of a “them” which we are not and do not like. Us and those like us, are friends and those unlike us are enemies. This relationship is primary and will determine how we treat others in our sphere of influence.

For example, what is the role of poor blacks in the USA? Are they really citizens? Do we (white America) have an obligation to treat them as citizens, that is to treat them just like us? Are they accretions upon the body politic? Enemies, who may be used for labor and discarded? What we say and what we do will be partially determined by whether or not we really consider them just like us?

Schmitt’s distinction is but one way to affect unity, others included shared economic benefit, shared culture/language, simple homeostasis, and—on small scales—kinship (and possibility others). There are many ways group identity can form and dissolve, but at the base, without group identity, there are no more political questions to even ask. To call a group of people a society, of any kind, is to assume the kind of political connection discussed under the concept of the political.


Political Architecture

The second most abstract topic of political discussion is what I have termed political architecture; which we might define as the organization and arrangement of power structures and institutions in a given society. The focus of political architecture is largely on how to effectively and efficiently deploy the power that comes from “group effort”. The many battles over the “rationality” of politics, from Carl Schmitt to Michael Oakeshott, fall under this category. Political architecture deals in terms of democracy, monarchy, aristocracy, and anarchy. Its terms are those of organization and arrangement, law and principle, government and property. As well as terms of design, such as the separation of powers, the nature of sovereignty, how to affect the popular will, and much more. This is the realm of order, harmony, stability, and security.

By far the most important question of political architecture is striking the balance between liberty and equality. Always with an eye to the necessity of maintaining group cohesion, a political architecture cannot go too far afield in either direction. We cannot even conceive of a polity where there are but one abusive tyrant and a whole mightly population of abused subjects. This is because such an arrangement is unstable, it will tip over into chaos, despite the many horrors chaos brings. 

The goal of political architecture is to establish the minimum number of institutions to effect relative and fair equality. The “minimum number” preserves freedom, while the institutions protect the equality vital to group cohesion. All the grand schemes of political arrangement and political economy are attempts to find the balance in whatever situation a group of people happens to find themselves. It is important to note that, no one solution is right for all situations and so political arrangments and political economies, to remain stable would change with the situation.


Politics

The third most abstract is what we could call politics proper, i.e. the traditional idea of politics, as it was held by the ancients. This type of politics deals with the human condition, the current situation, economic need, justice, balancing the needs of the people, and much, much more. The primary focus in standard politics is deciding where to direct our group resources and energy and when, where, how, and—most importantly—why to use the power of group unity, including the institutions that harness and focus that power. This includes the creation and enforcement of policy, the allocation of resources, declaring and fighting wars, and the settlement of inter-member disputes. It always has an eye towards the maintenance of unity, but its concerns are particular and practical, unlike the general and theoretical concerns of political architecture. 


Realpolitik

The least abstract, or most “real” approach to politics, goes by the label realpolitik. This approach focuses on the effective use of the existing power structures to achieve desired ends among the rival choices of politics proper. This is the aspect of politics that is the most disreputable and deals with the strategies of sub-unities or factions to attain control of the power of group effort and use it to better their own situation. The strategic maneuvering of realpolitik is limited only by the prevailing political architecture and the constant pressure to retain group unity. When unity fails, it’s always factional strife behind the dissolution.

The goal of realpolitik is managing logistics. How do we actually get the job done? The proverb of the mice who decided to hang a bell around the cat’s neck but cannot decide on who will attempt the feat is a question of realpolitik. The best-laid plans of a presidential candidate mean nothing if they lose the election. Winning elections then are just as important as making decisions, if that is what the political architecture calls for. This, of course, brings up the ugly business of gaming politics: gerrymandering, suppressing votes or buying them, and much, much more. This also includes the political and economic viability of enforcing the ideals and decisions of the other forms of political conversation.


All four approaches impact others and affect them in particular and limited ways. Some can be used to delimit and control others to some extent, but all four are always present and necessary in every polity. There is a strong relationship between the political and politics proper, and between political architecture and realpolitik. The former pair creates unity and maintains it in a real, concrete way. The latter pair prevents abuse of unity while managing to get needs met and actions accomplished.

The political and political architecture constitutes the realm of political theory or political philosophy, as they form the primary assumptions upon which all other political decisions are based. These two deal with the possible and the impossible. Politics and realpolitik are better informed by political science as they deal in the observable world of the probable and the improbable. Let me reiterate that there is no conflict between these aspects, merely different goals.

Beyond all four aspects lies the realm of ethics, in two distinct senses. First as virtue ethics, which instills in the individual the skills and abilities to get along well in a given political arrangement and culture, and then pure ethics, including the ethics of care, which hope to determine individual actions about what is to be done in the concrete situation. Ethics are not politics, but they do relate to it because they form the preconditions and boundaries of politics. Ethics is to politics as wood is to a table. A table is made from some substance, but the essential “tableness” of the table has nothing to do with which particular substance that it is formed from. Ethics then can disagree with our politics, that is the two can be in discord so that realities do not match ideals, or they may try to agree with political consideration so that either the individual or the polity itself must be changed into harmony. This is because all forms of ethics deal with the individual and politics deal with groups.

Murder by Libertarianism

I’ve written more and more in-depth on the problems with libertarianism before, but in this post, I’d like to delve into a specific absurdity of libertarianism. Let me start by summarizing Nozick’s understanding of why he feels there is no exploitation in economics. He argues that people cannot be faulted for taking actions that limit the opportunities of others even beyond the point that some of those others have intolerable lives. The implication is that, while unfortunate, these people’s misery is justly derived and nothing should be done to alleviate it because any form of redistributive justice would assault the rights of the beneficiaries and thereby, be unjust.

In a section of his magnum opus, Anarchy, State, and Utopia, where Nozick discusses capitalism and force, he claims that what limits the choices determines whether or not an act is voluntary. He further claims that when choices are limited by other peoples’ rightful actions, the remaining choice is “voluntary”, even if it is limited to a single option. He helpfully provides a concrete example of his position: imagine 26 pairings of marriage partners A-Z and A1-Z1, so that A1 is the most desirable for all letters and A is the most desirable for all primes, B1 and B are the second most desirable, and so on through the list, so that Z1 and Z are the least desirable in each group. Naturally, we could assume that A and A1 would get together, thus delimiting the options of all the rest by removing themselves as available options. Sure, B1 would like to get with A, and B would like to get with A1, but they simply do not have that option. The actions of A and A1 getting together limits the actions of all the others but is just. By rational extension, B and B1 get together, C and C1, etc., until we reach Z and Z1. In this case, Z and Z1 have no choice but to marry each other or remain single. Nozick asks, have they been forced to make this decision or is it still voluntary on the part of Z and Z1? 

Nozick’s point is not that the situation is not unfortunate for Z and Z1, but that the only alternative, forcing one of the other couples to not get married or give up their chosen partner to make the situation of Z or Z1 better, is worse. In this Nozick is right, however, that’s not the whole story. Nozick has chosen a rather disanalogous example. Z and Z1 are of course free not to marry without being harmed. Would the situation be different if they would be killed if they did not marry? Would a threat of death be enough to change the ethics of the analogy?

Imagine the same situation except for this time a dictator threatens each couple with execution if they do not agree to choose any mate. Would there be a violation of rights? I imagine Nozick would say yes, it is the dictator who violates the rights of the couples. But let us tweak the situation slightly again, and this time say that the dictator will only provide food to those individuals who agree to marry so that if they do not, they will starve to death. Here, you are free to choose the harm, but the question becomes is it within the rights of a dictator to choose how food is distributed? Again, Nozick would probably argue it is not. However, if the dictator choosing how food is distributed is a violation of individual’s rights then would it be less so for the dictator to decide to distribute food on the grounds of who worked to produce it? If the dictator doesn’t have the right to choose the one method, they do not have the right to choose any. Let me try one more tweak before we quit this example: imagine this time instead of a dictator, we imagine an incredibly wealthy individual, who gained his wealth through entirely justified means. This individual has had his love rejected by you and as a result, he has made it his life’s goal to revenge himself on your romantic endeavors. Towards this end, every time you have fallen in love, he has paid off your would-be lover to quit you so that you are never able to marry. Would this still be just according to libertarianism?

I think it must be! It meets all the libertarian criteria for “voluntary” action. The spurned suitor has the right to spend their money as they like, and the would-be lovers have the right to break off with you in exchange for his money. It may seem unfair to you, but it is not unjust according to libertarianism. It would be a breach of justice to protect your happiness by interfering in the rights of the spurned suitor. But if this is justice, would it be different if the actions were deadly? This time imagine the same rich individual, except now he’s decided to escalate matters and take your life. In this case, every time you go to buy food to feed yourself, he offers the food purveyors more money to sell it to him instead. This is well within his rights. He is simply buying food. Since he has a right to do with his money as he pleases and the money is indubitably his, and purveyors have every right to get the best price for their food, all the transactions are therefore legitimate. Through the exercise of his rights, the spurned suitor is able to prevent you from buying any food, effectively and willfully starving you to death.

The Nozickian libertarian must conclude that it would be perfectly just for the rich man to starve you in this manner. This reductio ad absurdum comes about because libertarianism insists that the government cannot take any action to prevent your death as long as the agent of your death were legitimate in their actions preventing you from getting any food for a long enough period of time to intentionally cause your death. The fact that this scenario is highly unlikely is immaterial. The point here is that libertarianism allows such absurdities as part of its ethical ideology.

The fact that the spurned suitor is not buying the food to use, but merely to prevent you from having it is also immaterial. This could only be seen as a violation of your rights if and only if we observe something like the troublesome Lockean proviso that forbids ownership in the event that there is not “as good and enough left over” for others. I will spare the details of Nozick’s treatment of this proviso, except to say that he doesn’t explicitly reject the proviso; he merely points out the unsatisfactory nature of it as a solution. Sadly for libertarians, there seems to be no alternative. They are forced into a dilemma between accepting a dangerously unsatisfactory proviso or uncomfortably admitting that there are ways in which it is permissible to intentionally murder another individual under the ethical framework provided by libertarianism.

If you accept my argument, it is but a small step to the idea that there are other places where libertarianism leaves gaping holes in its ethics. I am perfectly willing to suggest that at least one such hole is its treatment of owner/laborer negotiations under capitalism. It’s entirely keeping with Nozick’s premise that if the situation is unacceptable in an individual instance it is equally unacceptable at larger scales so that the reductio ad absurdum given above is sufficient to condemn libertarianism altogether.

However, as I do not agree with his premise, I will not offer such an argument here. Instead, I would want to show that the situation is no better on a large scale. The ultimate condemnation of libertarianism comes from the fact that it can be found absurd both individually and socially. Imagine a situation in which a rich man, goes on accumulating through legitimate means until the whole of the Earth is their exclusive property. This, when combined with the minimal state and without the Lockean proviso, would create an autocratic libertarian nightmare. Such leverage would make all life entirely dependent on the will of this libertarian autocrat, annihilating the possibility of free choice since one would have to “voluntarily” agree to whatever the autocrat asks of them or die or watch their family die, or both, or worse. At this point the difference between the worst kind of authoritarianism and libertarianism vanishes and the two become identical. Libertarianism requires only that the autocrat has derived his total leverage via “legitimate” means. So on this scale too, libertarianism could justify absurdities.

I obviously believe that it is a failing of libertarian ideology that it can be used to justify totalitarianism. A zealot of the ideology could always argue that libertarianism is correct despite such arguments and the unlikeliness of such extreme situations reinforces this view. But I am not one to follow absurd ideas. On the other hand, this condemnation of libertarianism should not be read as a suggestion that governments can or should dictate all aspects of individual life. It only suggests that there are times when society has the right to intervene in the lives of its members. Freedom is not always the best policy, although it is generally the best policy. There are the places where we slip beyond the ethical into the political, and such places are blind spots for libertarians. It is in these places, however, that libertarianism must give way to libertarian socialism if it is to retain the aspect of justice.

 

Collective Action & Social Responsibility

Introduction

Whenever collective action is required we are confronted with a choice, whether to use the coercive power of society or whether to preserve freedom by encouraging voluntary participation.  What is called for is a criterion that would help us distinguish which tactic is best suited to the task. To start this examination, we’ll look at Iris Young’s examination of just what social responsibility asks of us in her book Responsibility for Justice.  To help us understand the interplay of individuals in a social matrix we’ll examine Mancur Olson’s book The Logic of Collective Action, where he describes how and why individuals form groups and the mechanisms necessary to keep those groups providing optimal amounts of the goods they formed to obtain.  Additionally, I consider two empirical accounts analyzing the interests of corporate directors in making socially responsible decisions. Altogether these draw a portrait of human beings as social animals imprisoned in unique subjective perspectives.  These perspectives lead to patterns of behavior or norms that, if widespread enough, confront individuals as though they were forces of nature. Despite their presentation, these norms remain contingent and can be changed through sustained organized group action.  Achieving this group action, I show, requires the use of coercion whenever the group is so large that the normative structure of group interaction cannot be managed by trust.

Social Responsibility

In her book, Responsibility for Justice, Iris Marion Young gives her account of how individuals should be responsible for the social condition of justice.  Her book elaborates a “social connection model” of responsibility for justice. In this model social connection links every individual in any position within a social structure that is linked to injustice as equally responsible for the injustice (Young, 2011, p. 104).  Mere membership in the structure is cause for responsibility. That said, Young disassociates responsibility in this sense from blame and guilt, which she feels should be reserved for questions of punishing infractions inside an established system by isolating individual rule-breakers from the innocent (2011, p. 105).  Questions of justice, which involve the normative background conditions of moral and legal judgments (Young, 2011, p. 106), in the social connection model are “forward-looking”, in that they are more concerned with setting the rules right, rather than punishing rule-breakers (Young, 2011, p. 108). Essentially, the questions her model are concerned with are ones where everyone in the structure are already responsible for both its good and bad aspects.  This makes responsibility for justice a shared condition of every participant, no matter how tangentially involved or positively/negatively affected (Young, 2011, p. 109), and as such it can only be affected through collective action (Young, 2011, p. 111).

Young is concerned primarily with the consequences of activity.  Social ills are implicitly assumed to be synonymous with bad outcomes.  How we assess such outcomes is left untreated by Young. Assuming utilitarianism then–for the sake of argument–would allow us to say that if an outcome does not lead to the greatest happiness of the greatest number then it is a social ill.  Everyone involved in the structure that allows for the social ill is, under Young’s model, equally responsible for it doing something about it. Although the individual actions one must undertake in order to discharge their individual responsibility is unique to the position they occupy in the structure itself, according to Young (2011, p. 142).  The particular actions Young leaves up to the deliberators themselves, since she holds no philosophy could possibly prescribe them (2011, p. 124); however, she maintains that responsibility for justice can only be discharged through the use of collective action (2011, p. 111). Young means civil or social action by collective action, not individual action.  In this model, ethics is reserved for individuals but justice is a property of collectives and only as a collective agent, acting to modify the whole collective can one discharge their responsibility. For example, you might spend a day picking up litter from a park, and that is ethically right, but it is not a collective action and does not discharge your social responsibilities.  To do that you would need to work with others to remedy the litter problem in the park. This could take several forms, such as organizing regular cleanings, outlawing the sale of non-biodegradable packaging in your town, or petitioning to add to the number of waste collection bins in the park, etc. The point is that the action must be collective in order to resolve our responsibility for justice.

Young’s model then leaves us perpetually facing the challenge of ascertaining when to use coercive force or supra-incentives and when to allow individual freedom and hope to align individual interests with social goals through practical incentives and adherence to a mere ethical ideology.  

Young hopes philosophy can assist us, by setting out some “parameters of reasoning” (2011, p. 142).  These parameters helps us to assess our position in the structure and so our particular relationship with a perceived injustice.  From a sound appraisal of our role, she assumes we will be able to assess our unique obligations and discharge them in concert with others.  She names four such parameters: “power, privilege, interest, and collective ability”, (2011, p. 144). The most relevant to our discussion is interest.  What is essential in this parameter is that there is almost always–in any sustained injustice–an individual or set of individuals to whom the injustice is beneficial and equally another to whom it is detrimental.  Those who benefit by perpetuating the injustice will have a difficult–if not impossible–time coming to understand how their actions should be voluntarily changed, despite the adversity to their own interests. In other words, given the current social norms that permit this injustice, these beneficiaries are unlikely to change their behavior in the name of justice (or any other ideal) because doing so directly harms them.  Young writes, “Aligning interest with responsibility is not a problem; indeed, one way of looking at what taking political responsibility means is to figure out how to align one’s own interests with those of agents that suffer injustice” (2011, p. 146). Still, the choice remains whether coercion or supra-incentives are necessary to align the interests of beneficiaries of injustice with those of the sufferers of injustice.     

Young has provided us with the impetus to act socially to cure structural injustice, but she has not provided us with an apparatus for doing so.  Power and privilege are always protected by an interest in preserving them, and the collective ability to act can be mobilized as readily to protect and extend those interests that perpetuate injustice as it can to thwart them.  The question is how do the weak, the underprivileged, and the unorganized sufferers of injustice create systemic change against the overwhelming adversity of those total and partial beneficiaries? Against libertarian doctrine, does Young’s theory advocate or allow political action to limit the freedoms of the privileged and powerful in order to carve a place for themselves in the society?

The tragedy of Young’s account is that those most in need of structural change are generally the same ones in the worst position to go about organizing collective action to change it.  Typically these victims of injustice are limited to merely being vocal about their plight, hoping others might join them and create change. This leaves them very vulnerable to being ignored.  Young lists four rationalizations of those who would rather avoid social responsibility: reification, denying connection, immediacy, and displacing responsibility (2011, p. 154). For the sake of time, I’ll only describe the first, reification, since it is the most relevant to our discussion.  Reification, put simply is the making natural of that which is contingent. External forces may be either controllable or uncontrollable, and reification is the mistaking of the former for the latter kind. Typically these are contingent social norms that are either reified as human nature or mistaken as some natural or formal law.  A reified norm is believed to be immutable and so must be worked around rather than confronted, changed, or denied. The powerful may easily reify the plight of those less fortunate than themselves. This may be both unethical and unjust but, assuming a libertarian sentiment of non-interference, this is the best that we might expect.      

To see why, we must turn to the mechanisms for effecting collective change.  But at this point our earlier assumption of utilitarianism becomes untenable.  Either we have to prove that utilitarianism is an acceptable justification for any or all coercive or supra-incentivized political actions or else discard it in favor of some other criterion.  Assuming that we want a libertarian (as opposed to a totalitarian) government–by which I mean only that we want a government that intends to leave its citizens free except where there has been established a justified social need to delimit their freedom–we need a methodology for determining when a structural injustice is neither natural, nor self-correcting, nor inherently unstable, nor likely to be remedied by education or an appeal to an ideal.  In other words, we need to answer the question: when would it be justifiable to coerce free people?

Collective Action

In The Logic of Collective Action, Mancur Olson theorizes about why individuals organize into groups and how those groups function internally.  Specifically, he is interested in the way public goods, which he defines as good that even when consumed cannot feasibly be withheld from the other members of the group (e.g. security or freedom of expression), create, sustain, and define group activity (Olson, 1965, p. 14).  Olson (1965, p. 7) reasons that groups organize around particular member interests that cannot be met at all or as well individually. Public goods are necessarily interests of this type. The problem that sometimes arises, according to Olson (1965, p. 21) is that “[t]hough all of the members of the group… have a common interest in obtaining this collective benefit, they have no common interest in paying the cost of providing that collective good.”  Left at this point, it is easy to conclude that coercion of the members to get each to contribute their share is a necessary conclusion of all public goods. However, group interplay yields different results at different scales. Olson finds (1965, p. 33) that “small groups can provide themselves with collective goods without relying on coercion or any positive inducements apart from the collective good itself”. Although, he finds, they are unlikely to do so optimally (Olson, 1965, p. 34) and that “the larger the group, the father it will fall short of providing an optimal amount of a collective good” (Olson, 1965, p. 35).    The result of this situation, according to Olson, is that “the larger the group, the less it will further its common interests” (1965, p. 36).

This analysis, prima facie, seems to preclude the possibility of very large groups.  But Olson (1965, p. 37) goes on to show that groups act either inclusively or exclusively regarding the movement of members in and out of the group.  Inclusive group members benefit proportionally with the greater the number of members in the group, while exclusive group members benefit proportionally to the lower the number of members in the group.  Olson notes (1965, p. 39) that groups can act simultaneously as inclusive or exclusive depending on the type of goods the group is seeking. For example, a franchise might act exclusively to protect its share of the consumer-base by seeking to limit the number of other franchises operating in the vicinity.  On the other hand, the same franchise might act inclusively, by joining with as many other franchises (or even other companies) as possible, in seeking changes to government policy respecting their industry. When the goods in question are not public, there is an interest in exclusivity, but when the goods are public the groups tend to be inclusive.  Inclusive groups grow large because the need for bargaining and the strategic actions of individual members towards self-interest is greatly reduced, making “group-oriented action more likely” (Olson, 1965, p. 42).

The drawback is that group size affects efficiency because of the limited perceptibility of individual efforts.  Olson writes (1965, p. 44) “in a large group in which no single individual’s contribution makes a perceptible difference to the group as whole, or the burden or benefit of any single member of the group, it is certain that a collective good will not be provided unless there is coercion or some outside inducements that will lead the members of the large group to act in their common interest.”  The limit of perceptibility here provides us with the dividing line, separating the large group who–left to its own devices–will fail to provide public goods, and “the oligopoly-sized group which may provide itself with a collective good” (Olson, 1965, p. 45).  The difference “depends upon whether any two or more members of the group have a perceptible interdependence,” Olson says (1965, p. 45); that is it depends “on whether the contribution or lack of contribution of any one individual in the group will have a perceptible effect on the burdens or benefits of any other individual or individuals in the group.”  

Olson elaborates three key factors that keep larger groups from furthering their own collective interests:

First, the larger the group, the smaller the fraction of the total group benefit any person acting in the group interest receives [relative to costs], and the less adequate the reward for any group-oriented action, and the farther the group falls short of getting an optimal supply of the collective good, even if it should get some.  Second, since the larger the group, the smaller the share of the total benefit going to any individual, or to any (absolutely) small subset of member of the group, the less the likelihood that any small subset of the group, much less any single individual, will gain enough from getting the collective good to bear the burden of providing even a small amount of it; in other words, the larger the group the smaller the likelihood of oligopolistic interaction that might help obtain the good.  Third, the larger the number of members in the group the greater the organizational costs, and thus the higher the hurdle that must be jumped before any of the collective good at all can be obtained. (Olson, 1965, p. 48)

The takeaway here is that larger groups, beyond a perceptibility threshold, simply cannot maintain provide optimal amounts of public goods without coercion.  Without the optimal amounts of public goods group cohesion breaks down, since groups are only formed around the receipt of these goods. We might conclude from this that large-scale groups that do not break down do so by the use of coercion; whether that coercion is by force or supra-incentive.  Thus the libertarian assumption of freedom is already questionable beyond the perceptibility threshold.

Olson summarizes his conclusions this way:

The smallest type of group–the group in which one or more members get such a large fraction of the total benefit that they find it worthwhile to see that the collective good is provided, even if they have to pay the entire cost–may get along without any group agreement or organization… In any group larger than this, on the other hand, no collective good can be obtained without some group agreement, coordination, or organization.  In the intermediate or oligopoly-sized group, where two or more members must act simultaneously before a collective good can be obtained, there must be at least tacit coordination or organization. Moreover, the larger a group is, the more agreement and organization it will need. (1965, p. 46)

By coordination and organization Olson means the use of political force to coerce people into behaviors that allow for the provision of the optimal amounts of public goods.  In effect then, Olson is saying that the larger the group, the more political force must be applied to achieve the same goods as the small group can achieve without any force at all.  Recalling that the benefit of the large group is the reduction of individual costs to achieve a good, a trade-off must be struck between where a public good is still beneficial despite increases in organizational costs to achieve it.  We should expect to see different scales of political activity, pursuing different public goods, and that is what we do see.

Problematically, Olson’s theory assumes a good deal of individualism; he presupposes individuals as atomic and fully-formed units prior to the inception of any and every group.  This is a state that has never existed and limits the applicability of some of Olson’s conclusions. However, the ability to remain or leave or otherwise alter the composition of some specific groups of which an individual member, would enable one to see his or herself as an atomic whole relative to the group.  In this sense, Olson’s theory does help us to understand the movements and actions of groups as they struggle to maintain themselves in a turbulent social environment. For our purposes, Olson provides us with a minimal guide to where coercion or supra-incentives become necessary in order to provide public goods or discharge our responsibility for justice.  As a group exceeds the limit where individual contributions are perceptible group cohesion breaks down, requiring the application of external action in order to retain unity while obtaining the optimal amount of any public good at grand scales.

It is too simple to argue that groups over a certain manageable size (e.g. a hundred members) should apply rules to bind individuals in order to obtain public goods.  We must also inquire about the particularities of the public benefits and their necessity. It might be a public good that everyone abstains from cigarettes in a society, it is another thing to demand that all do so.  We might think of Olson’s theory as providing the borderline where we should expect coercion or supra-incentives to become necessary, and optimal at some scale. Looked at this way, we should not have to spend effort on enforcing participation from small groups because they will largely monitor themselves and achieve the public goods in question, without any sort of external force.  It is only as a large, disorganized group that the need for such external compulsions arise in the first place. So we have our first criterion.

In questioning whether or not to limit individual freedom, we should examine the structure inside of which the actions in question take place.  To do this we cannot rely on courts or existing laws. Instead we must debate the action from all angles in political deliberation. The reason for this is that–viewed structurally–every action is connected to other people.  These sets of relations carry their own interests, so that it is possible–prima facie–to have conflicts between one’s social interests and one’s individual interests.  The problem is epistemological. One’s social interests are difficult to ascertain (because they rely on relationships to others including others relationships to even further removed others and so on) whereas one’s individual interests are often immediately perceptible.  As we saw perceptibility is key. It should be obvious that one’s social interests, if recognized are in fact one’s individual interests. Thus without the epistemological gap there could be no conflict between one’s social and one’s individual interests. Societies then have a vested interest in keeping the peace, and reducing the epistemological gap would greatly facilitate social understanding, mutual respect, and a comprehension of one’s shared responsibility.  

In Practice

To explore this issue in greater detail, let’s turn now to a couple of empirical examinations before trying to generalize our conclusion.  The first is an article by Sally Simpson and others which explores “the extent to which decisions by managers to violate environmental laws are affected by command-and-control or self-regulation prevention-and-control strategies” (2013, p. 234). In essence what is being measured here are the “intentions to act illegally” of decision-makers in corporate business organizations (Simpson, 2013, p. 250).  Similarly with the second article, Jacob Rose details his study of the decision making processes of those who primarily determine the social responsibility of corporate behavior: the corporate directors. Simpson et. al’s study is complementary with Rose’s, since both examine similar situations. The relevant difference for us is that Simpson looks primarily at strategy to curtail illicit corporate behavior while Rose focuses more on why individual directors are likely stray without regards to any strategy.  The findings together propose a picture of individual human interests inside and a part of a matrix of social interests, as we saw in Olson.

Sally Simpson et. al. contends that “scholars and policymakers know very little about “what works, what doesn’t, and what’s promising regarding corporate crime-control strategies” (2013, p. 234).  One reason for this is the general complexity of controlling the behavior of multiple agents by multiple agents. “Regulatory instruments and institutions are interconnected…” so that any talk of so-called strategies is purely conceptual to begin with.  However, the authors find they are useful heuristics for comparing “particular instruments” especially in light of the way context and interaction may affect their results (2013, p. 235). In statistically analyzing the results, the authors combined different relevant factors in six different models showing, for example, the changes of the effective deterrence of informal sanctions alone versus when combined with formal sanctions (Simpson, 2013, p. 258).     

The two basic “strategies” discussed in this paper are command-and-control and self-regulatory.  “In command-and-control strategies, legal authorities dictate the terms of compliance, relying on the threat of formal legal sanctions to achieve compliance with those terms” (2013, p. 236).  In simple terms, this approach involves outlawing certain behaviors and then policing corporate activity and punishing violations, in other words what we’ve been calling coercive actions. “Self-regulatory approaches (typically offered as a complementary strategy in conjunction with government-enforced regulation) presume that prosocial norms and values coupled with effective internal compliance systems (e.g., clear accountability, communication of expectations, effective monitoring, and appropriate reprimands when violations occur) will secure compliance” (2013, p. 238).  In this strategy, the hope is that companies will come to adopt certain norms proscribing the unwanted behaviors, this will lead to self-policing and internal punishment for violations. This sort of internal regulation is what saw was achievable for small groups in Olson, but not large ones. Additionally, the authors examine informal sanctions that are associated with both strategies, such as bad publicity.

Simpson et. al. draw several particular conclusions from their data.

For each unit increase in the respondent’s estimate that the behavior will advance the manager’s career, the odds that the respondent would be willing to violate environmental regulations increase by almost 26%.  For every unit increase in perceived thrills, the odds of being willing to offend increased by about 53%… For every unit increase in perceived business-related informal costs, the odds of being willing to offend decrease by 62%. (2013, p. 261)

None of the self-regulation variables significantly affect offending intentions, nor do they mitigate the effect of the individual- and firm-level risk factors…  A one-unit increase in the formal sanctions costs scale decreases the probability that the respondent is willing to violate environmental regulations by about 54%. (2013, p. 262).

More generally, the authors conclude that “our results suggest that both formal legal and informal… sanction threats can inhibit environmental noncompliance” (2013, 263).  Additionally, they stress that “none of the interventions appears to substantially lessen the powerful influence of career benefits on offending intentions” (2013, p. 263). The authors continue,

This implies that when a person perceives a large career benefit, she is less likely to consider informal sanctions before deciding to offend. The perceived benefit of illegal behavior for this group appears to trump any anticipated loss of respect and future harm to job prospects associated with the informal discovery that promotes crime inhibition for others in the sample” (2013, p. 264).

This conclusion suggests that if corporate decision-makers have an individual incentive in violating the law then they are significantly more likely to do so and that neither formal or informal social sanctions seems to affect that decision.     

The findings themselves merely “reinforce what sociologists have emphasized since Durkheim—social norms influence how we behave” (Simpson et. al., 2013, p. 266).  The authors conclude, “[w]hen norms fail, the government must be ready and willing to intervene” (Simpson, 2013, p. 267). More importantly, the findings imply that individual incentives play a marked role in neglecting social responsibility.  In light of Young’s and Olson’s contributions, this evidence seems to suggest that individuals will excuse themselves from social responsibility despite easy recognition and full knowledge of what they are doing and even in the face of public shaming, if and only if that there is an individual reward for doing so.  

Jacob Rose suggests a structural reason why this is the case.  His study of corporate director’s decision making processes finds that directors sometimes sacrifice personal ethics and social responsibility in favor of legally defensible actions.  They do this, Rose claims, in full knowledge of the implications of their decisions. They act in such an unethical and socially irresponsible manner because they believe the law, requires them to maximize shareholder value, demands they take such actions, (Rose, 2007, p. 319).  Rose suggests that, “additional ethics education will have little influence on the decisions of many business leaders because their decisions are driven by corporate law, rather than personal ethics” (2007, p. 319). To some extent then, Rose’s findings confirm Simpson et. al.’s findings that individual incentives can influence moral decisions and that it is the normative field that is the greatest influence.  But what Rose draws out is that the normative field also influences the motives behind the individual incentives.

The specific findings of Rose’s study are succinctly summarized by the author,

The results of the experiment indicate that: (1) directors that have duties to shareholders consistently give up corporate social responsibility for increased shareholder value, even when their personal morals and ethical standards suggest alternative courses of action; (2) directors making decisions from the perspective of a business owner, rather than a director, do not consistently trade ethical standards or social responsibility for wealth maximization; (3) directors recognize the ethical implications of decisions that affect social welfare; and (4) directors favor shareholder value over personal ethical beliefs and social good because they believe that current corporate law requires them to pursue legal courses of action that maximize shareholder value. Taken together, the findings indicate that our corporate leaders make decisions that emphasize legal defensibility, rather than ethics or social responsibility. The results also suggest that additional ethics education may have little influence on the decisions of most business leaders because their decisions are driven by existing law, rather than personal ethics. (Rose, 2007, p. 319-320)

The formal law is rightly seen by these directors as overpowering normative ethical concerns.  In other words, the coercive spirit of the law is a norm itself or a supra-normative norm. We are prepared to follow the law even as it leads us into unethical and unjust action. Specifically then, when the law dictates the maximization of profit for shareholders in all situations that it does not otherwise forbid, the directors feel they have no choice but to follow the law, even when it drives them to act unethically and socially irresponsibly.  This is most obviously demonstrated by Rose’s second finding; where the decision-maker was also the owner, they were much less likely to violate their own ethics and act irresponsibly. In this latter case, the law leaves them free to choose. The major implication here is that the social structure of capitalism that pushes businesses to maximize shareholder value drives the decisions of directors that lead to socially undesirable results. We might be inclined to forgive the directors for this clear double bind.  However, this commonly held belief of the directors is actually only a reified norm; the law does not in fact require them to maximize shareholder value (Stout, 2015). Following Young, we would see their actions as the excuse of reifying the demand to maximize the shareholder value. They are simply justifying their actions by absolving their own responsibility. That said, the common belief is likely reflecting a very real norm in the economic world: that is if directors do not maximize shareholder value, they will be replaced with someone who will.  This fierce competition for the job requires then a certain amount of ruthlessness in anyone ambitious to attain it. In other words, while the law does not require directors to maximize shareholder value, the structure of capitalism most certainly does and that confronts these directors with all the coercive force of the law. Interestingly then, it is the supra-normative belief that the law is rightfully coercive that does all the work of keeping behavior inline and so providing public goods or preserving structural injustices, without regards to written law at all.

One possible objection to my connection between Rose and Simpson et. al. is that what they are comparing is not precisely the same.  Simpson et. al. is analyzing the tendency to knowingly violate a real law, while Rose is analyzing the tendency to choose a belief in the law over personal ethics.  In the specifics these are not the same things at all. However, we are concerned primarily with the fact that individuals making larger social decisions do so exclusively in light of their individual perceptions.  These perceptions shape both their individual and social interests. Viewed this way, Rose and Simpson et. al. both find that decision-makers act in their own best interests first and their social interests second, if they may.  The conclusion we wish to draw from Rose and Simpson et. al. is simply that individuals view themselves subjectively, and so have a tendency to see themselves first.

From this we can draw the conclusion that individuals can be expected to do what is socially right if and only if what is right is aligned with their individual interests.  They may be compelled to do what is socially right by bringing the individual’s interest into alignment with social interests. This can only be done through some kind of threat of coercion, either a punishment which reduces the individual’s interests in committing the offending behavior (if they’re caught) or through a reward that entices them to obey.  

Conclusion

While we do not find fully formed atomistic agents, we do find socially-constructed agents doomed to view themselves as atomistic agents.  The normative structures these agents are fully in control of, nevertheless confront those same agents as external forces beyond their control.  The coercive power of an organization is one such force. Organization is thus required to harness the control of these structures and make them either more beneficial or less harmful.  This organization necessarily limits individual freedoms, but does so to provide optimal amounts of public goods, when scaled appropriately. Logically then, the large structures, such as nations, states, cities, corporations, and collectives, must threaten some coercive means upon its membership whenever it is confronted by a structural problem.   The criteria for whether or not to apply coercive means is based partially on the scale of the group in question, specifically concerning the perceptibility of individual contributions, and partially whether or not the act is the result of structurally patterned behavior which incentivize individual norms to supercede collective ones.

This makes Young’s theory something of a communitarian theory.  In order to require that we discharge our social responsibilities, those responsibilities have to be superior to our individual interests in all cases.  Libertarianism is only consistent with the entirely isolated individual. Inside a society, communitarianism is the background assumption. Thus we might hold each other accountable for not discharging our social responsibilities.      

References

Olson, M. (1965). The Logic of Collective Action: Public Goods and the  Theory of Groups. Cambridge, MA: Harvard University Press.

Rose. J. M. (2006). Corporate directors and social responsibility: ethics versus shareholder
value. Journal of Business Ethics, 73, 319-331.

Simpson, S. S., Gibbs, C., Rorie, M., Slocum, L. A., Cohen, M. A., & Vandenbergh, M. (2013).
An empirical assessment of corporate environmental crime-control strategies. The Journal of Criminal Law & Criminology, 103(1), 231-278.

Stout, L. (2015, April 16). Corporations Don’t Have to Maximize Profits. The New York Times. Retrieved from
https://www.nytimes.com/roomfordebate/2015/04/16/what-are-corporations-obligations-to-shareholders/corporations-dont-have-to-maximize-profits

Young, I. M. (2011).  Responsibility for Justice. New York, NY: Oxford University Press.

 

Things Fall Apart

William Butler Yeats’ poem “The Second Coming” should scare the shit out of anyone with half a brain and more than a speck of heart.   It certainly always scared me.  The thought of the end of the world, the falling of civilization, the cracking of doom filling the air.  Revolution it is called by some, civil war by others.  It all sounds pretty horrible, and Yeats captures the horror in twenty-two short lines.


The Second Coming by W. B. Yeats

Turning and turning in the widening gyre
The falcon cannot hear the falconer;
Things fall apart; the centre cannot hold;
Mere anarchy is loosed upon the world,
The blood-dimmed tide is loosed, and everywhere
The ceremony of innocence is drowned;
The best lack all conviction, while the worst
Are full of passionate intensity.

Surely some revelation is at hand;
Surely the Second Coming is at hand.
The Second Coming! Hardly are those words out
When a vast image out of Spiritus Mundi
Troubles my sight: somewhere in sands of the desert
A shape with lion body and the head of a man,
A gaze blank and pitiless as the sun,
Is moving its slow thighs, while all about it
Reel shadows of the indignant desert birds.
The darkness drops again; but now I know
That twenty centuries of stony sleep
Were vexed to nightmare by a rocking cradle,
And what rough beast, its hour come round at last,
Slouches towards Bethlehem to be born?


Continue reading “Things Fall Apart”